Directors
CONTRACT NOTE (Regulation 3.5)
CONTRACT NOTE ISSUED BY MEMBERS ACTING FOR CONSTITUENTS AS BROKERS & AGENTS
RELIGARE SECURITIES LTD
Regd Office:  19, NEHRU PLACE NEW DELHI - 110 019
011-55562200
Corp Office:  19, NEHRU PLACE NEW DELHI - 110 019
011-55562200
MEMBER: NATIONAL STOCK EXCHANGE OF INDIA LTD. SEBI REGN.NO.INB230653732
CLEARING NO.06537 MAPIN ID :
Dealing Office:
B-1,NAND COMPLEX,NEAR AKSHAR CHOWK,
OLD PADRA ROAD,BARODA
390020
To,
  XXXX XXXXXX XXXXX CODE :SS10836  
  8 A JALARAM SOCT
  OPP GOLDEN SILVER APPARTMENT
  SUBHANPURA VADODARA 390023 INDIA
  Sebi Regn. #
  Pan GIR # AFOPS7341R
 
Contract Note - Form AA No : N/NN/090/1028423 
DATE : 13/05/2008
SETTLEMENT NO : 2008090
SETTLEMENT PERIOD : 13/05/2008 To 13/05/2008
Sir / Madam,
I/We have this day done by your order and on your account the following transactions:
Stamp duty as required under the schedule 1 to the Indian Stamp Act.
Order No Order Time Trade No. Trade Time Kind of Security Bought Qty Sold Qty Gross Rate Gross Total Brokerage Net Rate Service Tax STT Amount Amount Rs
00965057 11:56:11 00735219 11:56:11  ASHOK LEYLAND 500   39.75 19875.00 100.00 39.9500 12.3600   19975.00
00966080 11:56:22 00736008 11:56:22  ASHOK LEYLAND 500   39.75 19875.00 100.00 39.9500 12.3600   19975.00
        * STT BUY DELIVERY * 1000   39.75 39750.00       49.69  
        * TOTAL STT *               49.69  
00444656 10:31:51 00275482 10:32:23  G N F C 100   160.70 16070.00 16.00 160.8600 1.9776   16086.00
00444656 10:31:51 00275607 10:32:25  G N F C 100   160.70 16070.00 16.00 160.8600 1.9776   16086.00
00444656 10:31:51 00276886 10:32:36  G N F C 100   160.70 16070.00 16.00 160.8600 1.9776   16086.00
00444656 10:31:51 00276904 10:32:36  G N F C 200   160.70 32140.00 32.00 160.8600 3.9552   32172.00
00699931 11:08:12 00487848 11:08:12  G N F C   275 163.65 45003.75 44.00 163.4900 5.4384   44959.75
00699931 11:08:12 00487849 11:08:12  G N F C   25 163.65 4091.25 4.00 163.4900 0.4944   4087.25
00673839 11:16:56 00533148 11:16:56  G N F C   90 163.50 14715.00 14.40 163.3400 1.7798   14700.60
00673839 11:16:56 00533149 11:16:56  G N F C   30 163.50 4905.00 4.80 163.3400 0.5933   4900.20
00673839 11:16:56 00534062 11:17:07  G N F C   80 163.50 13080.00 12.80 163.3400 1.5821   13067.20
        * STT JOBBING * 500   162.15 81075.00       20.27  
        * TOTAL STT *               20.27  
00754578 11:17:40 33895905 11:17:40  MOSER - BAER INDIA 40   184.60 7384.00 7.20 184.7800 0.8899   7391.20
00754578 11:17:40 33895906 11:17:40  MOSER - BAER INDIA 460   184.65 84939.00 82.80 184.8300 10.2341   85021.80
02075303 15:21:26 35138057 15:21:26  MOSER - BAER INDIA   176 184.95 32551.20 31.68 184.7700 3.9156   32519.52
02075303 15:21:26 35138058 15:21:26  MOSER - BAER INDIA   100 184.95 18495.00 18.00 184.7700 2.2248   18477.00
02075303 15:21:26 35138059 15:21:26  MOSER - BAER INDIA   100 184.85 18485.00 18.00 184.6700 2.2248   18467.00
02075303 15:21:26 35138060 15:21:26  MOSER - BAER INDIA   9 184.80 1663.20 1.62 184.6200 0.2002   1661.58
02075303 15:21:26 35138061 15:21:26  MOSER - BAER INDIA   20 184.80 3696.00 3.60 184.6200 0.4450   3692.40
02075303 15:21:26 35138062 15:21:26  MOSER - BAER INDIA   90 184.80 16632.00 16.20 184.6200 2.0023   16615.80
02075303 15:21:26 35138151 15:21:27  MOSER - BAER INDIA   1 184.80 184.80 0.18 184.6200 0.0222   184.62
02075303 15:21:26 35138552 15:21:31  MOSER - BAER INDIA   4 184.80 739.20 0.72 184.6200 0.0890   738.48
        * STT JOBBING * 500   184.77 92385.00       23.10  
        * TOTAL STT *               23.10  
00560910 10:47:02 33744997 10:47:02  PRAJ INDUSTRIES FV 2 49   203.80 9986.20 9.80 204.0000 1.2113   9996.00
00560910 10:47:02 33744998 10:47:02  PRAJ INDUSTRIES FV 2 21   203.90 4281.90 4.20 204.1000 0.5191   4286.10
00560910 10:47:02 33744999 10:47:02  PRAJ INDUSTRIES FV 2 50   203.90 10195.00 10.00 204.1000 1.2360   10205.00
00560910 10:47:02 33745000 10:47:02  PRAJ INDUSTRIES FV 2 100   203.90 20390.00 20.00 204.1000 2.4720   20410.00
00560910 10:47:02 33745001 10:47:02  PRAJ INDUSTRIES FV 2 210   203.90 42819.00 42.00 204.1000 5.1912   42861.00
00560910 10:47:02 33745002 10:47:02  PRAJ INDUSTRIES FV 2 151   203.95 30796.45 30.20 204.1500 3.7327   30826.65
00560910 10:47:02 33745003 10:47:02  PRAJ INDUSTRIES FV 2 25   203.95 5098.75 5.00 204.1500 0.6180   5103.75
00560910 10:47:02 33745004 10:47:02  PRAJ INDUSTRIES FV 2 394   204.00 80376.00 78.80 204.2000 9.7397   80454.80
01493077 13:48:31 34586380 13:48:31  PRAJ INDUSTRIES FV 2   500 196.50 98250.00 100.00 196.3000 12.3600   98150.00
01496609 13:48:47 34588056 13:48:47  PRAJ INDUSTRIES FV 2   63 196.25 12363.75 12.60 196.0500 1.5574   12351.15
01496609 13:48:47 34588057 13:48:47  PRAJ INDUSTRIES FV 2   150 196.25 29437.50 30.00 196.0500 3.7080   29407.50
01496609 13:48:47 34588058 13:48:47  PRAJ INDUSTRIES FV 2   50 196.25 9812.50 10.00 196.0500 1.2360   9802.50
01496609 13:48:47 34588059 13:48:47  PRAJ INDUSTRIES FV 2   50 196.25 9812.50 10.00 196.0500 1.2360   9802.50
01496609 13:48:47 34588060 13:48:47  PRAJ INDUSTRIES FV 2   1 196.20 196.20 0.20 196.0000 0.0247   196.00
01496609 13:48:47 34588061 13:48:47  PRAJ INDUSTRIES FV 2   100 196.20 19620.00 20.00 196.0000 2.4720   19600.00
01496609 13:48:47 34588062 13:48:47  PRAJ INDUSTRIES FV 2   86 196.20 16873.20 17.20 196.0000 2.1259   16856.00
        * STT JOBBING * 1000   200.15 200150.00       50.04  
        * TOTAL STT *               50.04  
        * STT ROUND OFF *               -0.10  
        [OTH CHARGES -DEL]                 5.46
        [SERVICE TAX]                 116.18
        [OTH CHARGES JOB]                 42.59
        [~STT DEL CHG.~]                 49.69
        [~STT TRD CHG.~]                 93.31
        DR. TOTAL                 417243.53
        CR. TOTAL                 370237.05
        NET DR.                 47006.48
                           
OTHER LEVIES, IF ANY:   YOUR CHEQUE REQUESTED FOR THE COST SHOWN HEREIN PLEASE PAY IMMEDIATELY FOR YOUR PURCHASE/DEBIT   YOU ARE REQUESTED TO SEND SHARE/DEBENTURE CERTIFICATE ALONGWITH TRANSFER DEEDS DULY SIGNED IMMEDIATELY Note:Selling rate inclusive of dividends,if any.  
 
Brokerage has been charged as stated and has been at rates not exceeding the official scale of brokerage and indicated separately.
This contract is subject to the Rules,Bye-laws,Regulations and usages of The National Stock Exchange of India Limited.
In matters where the exchange is a party to the dispute, the Civil Courts at Mumbai shall have exclusive jurisdiction and in all other matters, proper courts within the areas covered under the Regional Arbitration Centre shall have juridiction in respect of arbitration proceedings failing under or conducted in that Regional Arbitration Centre
In the event of any claim(whether admitted or not) difference or dispute arising between you and me/us out of these transactions, the matter shall be referred to arbitration in Mumbai as provided in the Rules, Bye-laws and Regulations of the National Stock Exchange of India Limited, Mumbai..
         
         
         
Authorised Persons:          
        
         
         
         
 
This contract constitutes and shall be deemed to constitute as provided overleaf an agreement between you and me/us that all claims (whether admitted or not), differences and disputes in respect of any dealings, transactions and contracts of a date prior or subsequent to the date of this contract (including any question whether such dealings, transactions or contracts have been entered into or not) shall be submitted to and decided by arbitration in Mumbai as provided in the rules.
Bye-laws and the regulations of The National Stock Exchange of India Limited Mumbai.
The provisions printed overleaf form a part of the contract.                   
Yours Faithfully,
for   RELIGARE SECURITIES LTD        
  
Director/Authorised Signatory           
Member of National Stock Exchange of India Ltd.,  
PAN : AAACF1952D                    S.Tax Regn # : SB\DELHI\545\EC\96                   
 
    
  EXTRACTS FROM THE BYELAWS & REGULATIONS PERTAINING TO ARBITRATION
 
(1) All claims,differences or disputes between the Trading Members inter se and between Trading Members and Constituents arising out of or in relation to dealing,contracts and transactions made subject to the Bye-Laws, Rules and Regulations of the Exchange or with reference to anything incidental thereto or in pursuance thereof or relating to their validity,construction,interpretation,fulfillment or the rights,obligations and liabilities of the parties thereto and including any question of whether such dealings, transactions and contracts have been entered into or not shall be submitted to arbitration in accordance with the provisions of these Bye-laws and Regulations.
 
(2) In all dealings,contracts and transactions which are made or deemed to be made subject to the Byelaws, Rules and Regulations of the Exchange,the provisions relating to arbitration as provided in these Byelaws and Regulations and shall form and shall be deemed to form part of the dealings,contracts and transactions and the parties shall be deemed to have entered into an arbitration agreement in writing by which all claims,differences or disputes of the nature referred to in clause (1) above shall be submitted to arbitration as per the provisions of these Byelaws and Regulations.
 
(3) All claims,differences or disputes referred to in clause (1) above shall be submitted to arbitration within six months from the date on which the claim, difference or disputes arose or shall be deemed to have arisen.The time taken in conciliation proceedings,if any,initiated and conducted as per the provisions of the Act and the time taken by the Relevant Authority to administratively resolve the claim,differences or disputes shall be excluded for the purpose of determining the period of six months.
 
(4) Save as otherwise specified by the Relevant Authority the seat of arbitration for different regions shall be as follows :
 
  SEATS OF ARBITRATION
  REGIONAL ARBITRATION CENTRES (RAC) STATES COVERED BY THE RAC  
  DELHI   Delhi,Haryana,Uttar Pradesh,Himachal Pradesh,Punjab,Jammu & Kashmir,Chandigarh,Rajasthan,Uttranchal
  KOLKATTA   West Bengal,Bihar,Jharkhand,Orissa,Assam,Arunachal Pradesh,Mizoram,Manipur,Sikkim,Meghalaya,Nagaland,Tripura,Chattishgadh..
 
  CHENNAI   Andhra Pradesh,Karnataka,Kerala,Tamilnadu,Andaman & Nicobar,Lakshadweep,Pondicherry.
  MUMBAI   Maharashtra,Gujarat,Goa,Daman,Diu,Dadra & Nagar Haveli,Madhya Pradesh
 
(5) Save as otherwise specified by the Relevant Authority, the criteria for selection of seat of arbitration for a particular matter is as follows :
 
  PARTIES TO DISPUTE PLACE OF FILING THE APPLICATION FOR ARBITRATION PLACE OF HEARING
  TM*V/s TM a) If the dealing offices of both Trading Members from where the dealing was carried is situated in any of the states covered by particular RAC then the Application for Arbitration shall be filed by the Applicant - Trading Member in that RAC.

b) If the dealing offices of both Trading Members from where the dealing was carried out are situated in states covered by different RAC then the Application for Arbitration shall be filed in the RAC covering the state in which the Respondent-Trading Members dealing office is situated.
The hearing shall be held at the RAC where the Applicant Trading-Member has filed the Application for Arbitration and the Respondent-Trading Member shall attend the hearing in that particular RAC.
 
  TM V/s C* &C* V/s TM The Application for Arbitration shall be filed by the Applicant at the RAC   covering the state in which   the dealing office of the Trading Member from which the dealing was carried out is situated. The hearing shall be held in that RAC where the Applicant has filed the Application for Arbitration and the Respondent shall attend the hearing in that particular RAC.
(6) Unless otherwise specificially agreed in writing between the Trading Member and the Constituent, in respect of any claims,disputes and differences arising out of the Internet trading between the Constituent and the Trading Member, the seat of arbitration shall be the Regional Arbitration Centre within the area in which the Constituent ordinarily resided at the time of relevant trading, provided however in respect of a Non-Resident Indian Constituent, the seat of arbitration shall be the RAC in the area of which the correspondence office of the Trading Member is situated.  
  *"TM" stands for "Trading Member" and "C" stands for "Constituent"
  For more details please refer to Chapter XI of the Byelaws and Chapter 5 of Capital Market Trading Regulations and Chapter 7 of Wholesale Debt Market Trading Regulations of the National Stock Exchange of India Limited.